Back to Insights Are You in Compliance with SEC Custody Rules? August 5, 2013 3 Min Read Investment Industry Thomas A. Peters, CPA, CIPM Director, Investment Industry Group Share this blog post: Contact the Author Thomas A. Peters, CPA, CIPM Director, Investment Industry Group Investment Industry Specialist, Owner Operated Private Companies Specialist, Private Equity-Backed Companies Specialist Contact 215-441-4600 Email